| EuroMoney |
|
| ¡°Best Bond House in China¡± |
2003 |
| Asia Money |
|
| ¡°Best Domestic Securities House¡± |
2003 |
| ¡°Best Equity House in China¡± |
2004, 2007, 2008 |
| ¡°Best Bond House in China¡± |
2004-2005, 2007-2008 |
| ¡°Best RMB Bond Underwriter¡± |
2005 |
| ¡°Best Brokerage in China¡± |
2007, 2008 |
| Finance Asia |
|
| "Best Equity House in China" |
2004, 2009 |
| ¡°Best Bond House in China¡± |
2008 |
| ¡°Best Brokerage in China¡± |
2008, 2009 |
| IFR Aisa Awards |
|
| China Bond House |
2007, 2008 |
| Crystal Ball Sell Side Analyst-Securities Market
Weekly |
|
| Best Local Research Team |
2007, 2008 |
| Most Influential Research Institute |
2007, 2008 |
| New Fortune |
|
| Best Local Securities Company (1st place) |
2005 |
| Best Local Sales Team (1st place) |
2006 |
| Best Local Research Teams (1st place) |
2006, 2007, 2008 |
| Best Research Analysts (1st place) |
2006, 2007, 2008 |
| Best Local Investment Banking Team (1st place) |
2008, 2009 |
| Shenzhen Stock Exchange |
|
| Best Sponsor on the GEM Board |
2006-2008 |
| Outstanding Sponsor on the GEM Board |
2006-2008 |