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| 2010 | Best Equity House in China
Best Bond House in China | AsiaMoney |
| 2010 | Best Bond Financing House in China | FinanceAsia |
| 2010 | The first place in the Crystal Ball Awards for sell-side analysts
CITIC Securities Research | Securities Market Weekly |
| 2010 | The first place in the Comprehensive Research Award for Securities House in the election of Gold Bull Analyst | China Securities Journal |
| 2010 | Most Influential Investment Bank
Best Investment Bank in the Main Board
Best IPO Investment Bank
Best Refinancing Investment Bank
Best Bond House and Best Regional Brokerage House in China | Securities Times |
| 2010 | The first place among the Best Local Research Teams in the Election of Best Analyst
CITIC Securities Research | New Fortune |
| 2010 | The second among the Best Local Investment Banks
The first place among the Most Respectable Investment Banks
The first place among the Investment Banks with the Best Large Deal Capabilities | New Fortune |
| 2009 | Best Brokerage House in China | AsiaMoney |
| 2009 | Best Equity Financing House in China
Best Brokerage in China | FinanceAsia |
| 2009 | Best Bond House in China | IFRAsia |
| 2009 | Forbes Top 50 Asian Companies | Forbes Asia |
| 2009 | The first place in the Crystal Ball Awards for sell-side analysts
CITIC Securities Research | Securities Market Weekly |
| 2009 | Best Investment Bank for SME Service | Money Weekly |
| 2009 | Most Influential Investment Bank
Investment Bank with the Best Financing Capabilities
Best Bond Underwriting Investment Bank and Best Sales Investment Bank | Securities Times |
| 2009 | Award of Greatest Market Influence and Award of Progress | National Interbank Funding Center |
| 2009 | "Excellent Sponsor in SME board" | Shenzhen Stock Exchange |
| 2009 | The first place among the Best Local Research Teams in the Election of Best Analyst
CITIC Securities Research | New Fortune |
| 2009 | The first place among the Best Local Investment Bank Teams | New Fortune |
| 2009 | The Bond Sales and Trading of CITIC Securities was awarded the national "Worker Pioneer", the "Worker Pioneer" title for financial sector and the "May 1st Labor Award" for financial sector | China Trade Union of Financial Sector
All China Federation of Trade Unions |
| 2008 | Best Equity House in China
Best Bond House in China
Best Brokerage House in China | AsiaMoney |
| 2008 | Best Bond Financing House in China | FinanceAsia |
| 2008 | Best Bond House in China | IFRAsia |
| 2008 | The first place in the Crystal Ball Awards for sell-side analysts
CITIC Securities Research | Securities Market Weekly |
| 2008 | The first place in the Gold Bull Award for Listed Companies | China Securities Journal |
| 2008 | Best Large Project Team 2008 in the Third Year Election of Best Investment Banks | Shanghai Securities News |
| 2008 | "Best Sponsor in SME Board"
"Excellent Sponsor in SME board" | Shenzhen Stock Exchange |
| 2008 | The first place among the Best Local Research Teams in the Election of Best Analyst
CITIC Securities Research | New Fortune |
| 2008 | The first place among the Best Local Investment Bank Teams | New Fortune |
| 2007 | Best Equity House in China
Best Bond House in China
Best Brokerage House in China | AsiaMoney |
| 2007 | Best Bond House in China | IFRAsia |
| 2007 | The first place in the Crystal Ball Awards for sell-side analysts
CITIC Securities Research | Securities Market Weekly |
| 2007 | "Best Sponsor in SME Board"
"Excellent Sponsor in SME board" | Shenzhen Stock Exchange |
| 2007 | The first place among the Best Local Research Teams in the Election of Best Analyst
CITIC Securities Research | New Fortune |
| 2007 | " May 1st Labor Award for Financial Sector"
The Investment Banking Committee of CITIC Securities | China Trade Union of Financial Sector
All China Federation of Trade Unions |
| 2006 | "Best Sponsor in SME Board"
"Excellent Sponsor in SME board" | Shenzhen Stock Exchange |
| 2006 | The first place among the Best Local Research Teams in the Election of Best Analyst
CITIC Securities Research | New Fortune |
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