1. When was CITIC Securities Company Limited duly incorporated?
Our Company was established on 25 October 1995, under the name of CITIC Securities Ltd., with a registered capital of RMB300, 000,000. On 29 December 1999, our Company was converted into a joint stock limited company in the PRC, under its current name of CITIC Securities Company Limited, increasing its share capital to RMB2,081,500,000.
2. When was CITIC Securities listed?
CITIC Securities was listed on the Shanghai Stock Exchange on January 6th, 2003, and was listed on the Hong Kong Exchange on October 6th, 2011.
3. Where is the CITIC Securities’ stock traded? What is the stock code?
CITIC Securities’ A-share is traded on Shanghai Stock Exchange with the stock code 600030, and H-share traded on Hong Kong Exchange with the stock code 6030.
4. Who is the share registrar of CITIC Securities?
A share registrar is Shanghai Securities Central Clearing and Registration Corporation Limited. H share registrar is Computershare Hong Kong Investor Services Limited.
5. What accounting standards does CITIC Securities adopt?
CITIC Securities applies PRC GAAP in our daily business operation. After listed in Hong Kong, CITIC Securities adopts IFRS disclosure of financial information.
6. Who is the external auditor of CITIC Securities?
CITIC Securities appointed Ernst & Young Huaming as external auditor for financial statements of 2010 under PRC GAAP. CITIC Securities appointed Ernst & Young as external auditor for financial statements of 2011 under IFRS.
7. Who are CITIC Securities' majority shareholders?
CITIC Group is our single largest shareholder.
8. Who are controlled enterprises of CITIC Securities?
CITIC Securities has six direct subsidiaries, including CITIC Wantong, CITIC Securities International, CITIC Kington, CHINA AMC, GoldStone, CITIC Futures.