中信证券 www.cs.ecitic.com

CITIC Securities Co., Ltd. (CITICS) was incorporated in Beijing on October 25, 1995.Upon approval of Chinese Securities Regulatory Commission (CSRC) on December 13, 2002, CITICS undertook an initial public offering (IPO) of 400 million common A shares. On January 6, 2003, CITICS (Ticker: 600030) was listed on the Shanghai Stock Exchange. On October 6, 2011, CITICS (Ticker: 6030) was listed on the Hong Kong Exchange.

The business scope of the Company covers: the business scope of the Company covers: securities brokerage (for areas other than Shandong Province, Henan Province, Zhejiang Province, Fujian Province and Jiangxi Province); securities investment consulting; financial advisory services related to securities trading and securities investment activities; securities underwriting and sponsorship; securities proprietary business; securities asset management; margin financing and securities lending; securities investment fund sales agency; provision of brokerage services to futures companies; and distribution of financial products.

In 2013, our major businesses maintained their leading positions in China’s securities industry. The brokerage business accounted for 6.18% of the combined market share, maintaining its number one position in the market. Our investment banking team completed a total of 16 equity lead underwriting transactions and 141 bond lead underwriting transactions, with a lead underwriting amount of RMB54.3 billion and RMB159.5 billion, accounting for 10.95% and 4.02% of the market share, and ranking second and first among brokers, respectively. We completed 30 merger and acquisition deals, ranking number one in the world both in terms of the value of financial advisory services and number of deals completed. The AUM of our asset management business reached RMB504.9 billion, ranking first among our peers. Our fixed income business maintained its number one ranking in the interbank bond market in terms of spot trading volume. The outstanding balance of our margin financing and securities lending amounted to RMB33.1 billion, securing a market share of 9.64%, which was ranked first in the market. The number of our QFII clients increased to 110, with the trading volume ranking first in the market. Our stock repo and stock-pledged repo had a business scale of RMB3.1 billion and RMB7.9 billion, respectively, both ranking first.    ...