中信证券 www.cs.ecitic.com

CITIC Securities Co., Ltd. (CITICS) was incorporated in Beijing on October 25, 1995.Upon approval of Chinese Securities Regulatory Commission (CSRC) on December 13, 2002, CITICS undertook an initial public offering (IPO) of 400 million common A shares. On January 6, 2003, CITICS (Ticker: 600030) was listed on the Shanghai Stock Exchange. On October 6, 2011, CITICS (Ticker: 6030) was listed on the Hong Kong Exchange, with H shares in issue total of 1,094,830,000.

The business scope of the Company covers: securities brokerage (for areas other than Shandong Province, Henan Province, Zhejiang Province, Fujian Province and Jiangxi Province); securities investment consulting; financial advisory services related to securities trading and securities investment activities; securities underwriting and sponsorship; securities proprietary business; securities asset management; margin financing and securities lending; securities investment fund sales agency; provision of brokerage services to futures companies; and distribution of financial products.

In 2012, our major businesses maintained their leading positions in China’s securities industry. The brokerage business accounted for 5.76% of the combined market share, maintaining its number one position in the market. Our investment banking team completed a total of 30 equity lead underwriting transactions and 137 bond lead underwriting transactions, with a lead underwriting amount of RMB50.6 billion and RMB215.36 billion, accounting for 10.53% and 5.13% of the market share, and ranking second and first among brokers, respectively. We completed 19 merger and acquisition deals, of which 10 were domestic transactions and nine were cross-border transactions. The AUM of our asset management business reached RMB250.84 billion, ranking first among our peers. Our fixed income business completed a total bond market-making volume of RMB4.2 trillion, ranking fourth in the entire market and first among brokers. The outstanding balance of our margin financing and securities lending amounted to RMB8.84 billion, securing a market share of 9.87%, which was ranked first in the market. The number of our QFII clients increased to 72, with the trading volume ranking first in the market. Our research business was ranked first for the seventh consecutive year as the “Best Local Research Team” by New Fortune Magazine    ...