Mr. ZHANG Youjun

Secretary of the Party Committee of the Company, an executive Director and Chairman of the Company. Mr. ZHANG joined the Company at the time of the establishment of the Company in 1995, and was appointed as an executive Director and Chairman of the Company on 19 January 2016. Mr. ZHANG previously served as a general manager of the trading department of the Company, an assistant manager, a deputy general manager and a Director of the Company, the general manager of Changsheng Fund, the general manager of the Company, the general manager and the chairman of CSC , a director of the board office of CITIC Group and a director of Zhongzheng International (a company listed on the Main Board of the Hong Kong Stock Exchange), the chairman of CSI and CLSA (i.e. CLSA B.V. and its subsidiaries), a director of CLSA Limited and Sailing Capital and the chairman of GoldStone Investment and CITIC Securities Investment. Mr. ZHANG also serves as an assistant to the general manager of each of CITIC Group, CITIC Limited (a company listed on the Main Board of the Hong Kong Stock Exchange) and CITIC Corporation Limited, the vice chairman of CITIC Financial Holdings, the chairman of China AMC, the vice president of the 7th session of council and the vice chairman of the Securities Industry Cultural Construction Professional Committee of the Securities Association of China, a member supervisor of the Shanghai Stock Exchange, a member representative of the 5th session of council, a member of the Strategic Development Committee, and a member of the Listing Training Committee of the Shenzhen Stock Exchange. Mr. ZHANG obtained a bachelor's degree in economics in 1987 from Renmin University of China and a master's degree in economics in 1990 from Central University of Finance and Economics.

Mr. ZOU Yingguang

Deputy secretary to the Party Committee, executive Director, the President and executive member of the Company. Mr. ZOU joined the Company in 2017 and was appointed as an executive Director of the Company on 12 December 2024. Mr. ZOU previously served as a manager of the institutional client section of the business department at South Haidian Road and senior business director of the bond business department of Huaxia Securities, assistant to general manager of the bond business department and the chief executive of the fixed income department, a member of the Executive Committee of CSC, the chief executive of the fixed income department, the Executive Member and a member of the Party Committee of the Company, and a member of the Party Committee, the Executive Director, a member of the Executive Committee, and the Financial Director of CSC (a company listed on the Main Board of SSE and the Hong Kong Stock Exchange). Mr. ZOU obtained a medical bachelor's degree from Capital Medical University in 1994, a master's degree in economics from Central University of Finance and Economics in 2000 and a master's degree in business administration from China Europe International Business School in 2012.

Mr. ZHANG Lin

Non-executive Director of the Company. Mr. ZHANG was appointed as a non- executive Director of the Company on 30 December 2022. Mr. ZHANG served in the Ministry of Finance as the senior staff member at China Enterprise Division of Finance Department of Gansu Province, the senior staff member, principal staff member, deputy director of the Executive Office of Gansu Supervision & Inspection Office, a member of the leading Party members group and the assistant inspector of Gansu Supervision & Inspection Office, a member of the leading Party members group, the deputy inspector and leader of Discipline Inspection and Supervision Group of Ningxia Supervision & Inspection Office, the secretary of the leading Party members group and chief inspector of Shaanxi Supervision & Inspection Office, the secretary of the leading Party members group and director of Shaanxi Supervision Bureau. Mr. ZHANG also serves as a non-executive director of each of CITIC Group, CITIC Limited (a company listed on the Main Board of the Hong Kong Stock Exchange) and CITIC Corporation Limited and a director of CITIC Financial Holdings. Mr. ZHANG obtained a bachelor’s degree from Lanzhou University in 2002.

Ms. FU Linfang

Non-executive Director of the Company. Ms. FU was appointed as a non-executive Director of the Company on 13 April, 2022. Ms. FU served as deputy head, project manager, senior project manager and director of Business Division II of the Integrated Planning Department of CITIC Corporation (中信公司) (later renamed as the Strategy and Planning Department and Strategic Development Department of CITIC Group) and division head of the Secretariat of the Strategic Investment Committee, the assistant to the general manager of the Strategic Development Department and concurrently the head of the Secretariat of the Strategic Investment Committee of CITIC Group and a director of CITIC Industrial. Ms. FU also serves as the deputy general manager of the Strategy and Investment Management Department of CITIC Group, and a director of CITIC Finance and CSC. Ms. FU obtained a bachelor’s degree in economics from Tianjin University of Commerce in 1997, a master’s degree in management from Nankai University in 2000, and a master’s degree in business administration from the University of Bath in the United Kingdom in 2006.

Mr. ZHAO Xianxin

Non-executive Director of the Company. Mr. ZHAO was appointed as a non- executive Director of the Company on 13 April 2022. Mr. ZHAO served as a clerk of ICBC Fujian Branch, deputy director and director of Asset and Liability Management Department of Bank of China Head Office, the general manager of the Risk Policy Management Department and the director of the Basel Agreement Office of Shanghai Pudong Development Bank, the deputy director general of the Second Department of Monetary Policy of the People's Bank of China and deputy director general of the Macro-Prudential Authority, the deputy general manager of Risk Compliance Department of CITIC Group. Mr. ZHAO also serves as general manager of Risk Compliance Department of CITIC Financial Holdings. Mr. ZHAO obtained a Bachelor of Science degree from Nanjing University in 1992, a master's degree in economics from Renmin University of China in 1995, and a doctor's degree in economics from Peking University in 2000.

Mr. WANG Shuhui

Non-executive Director of the Company. Mr. WANG was appointed as a non- executive Director of the Company on 23 June 2020. Mr. WANG served as the business manager of the securities issuance consultancy department, the deputy manager of the research and development department, secretary to the board of directors and vice president of former Guangzhou Securities, the office general manager and general manager of the development department of Guangzhou Yue Xiu (廣州越秀集團), and an assistant to general manager, director and deputy general manager of Guangzhou Yue Xiu and Yuexiu Hong Kong (香港越秀). Mr. WANG also serves as the chairman of each of Yuexiu Capital (a company listed on the Main Board of the Shenzhen Stock Exchange), Guangzhou Yuexiu Capital, Yuexiu Industrial Investment and Yuexiu Industrial Fund. Mr. WANG obtained a bachelor's degree in economics from Southwestern University of Finance and Economics in 1993 and a master's degree in economics from Jinan University in 2000.

Mr.Li Qing

Independent non-executive Director of the Company. Mr. LI was appointed as an independent non-executive Director of the Company on 29 June 2021. Mr. LI served as an assistant professor, associate professor and full professor of the City University of Hong Kong, and the Founding Director of the Multimedia-software Engineering Research Center (MERC) of the City University of Hong Kong. Mr. LI set up and served as manager of the Mobile Information Management Division at the City U R&D Center in Zhuhai. Mr. LI established and served as the general manager and the chairman of Zhuhai Faster Software Technology Ltd. Mr. LI also serves as a Chair Professor and the Department Head of the Department of Computing of the Hong Kong Polytechnic University. Mr. LI obtained a bachelor's degree in engineering from Hunan University in 1982, and obtained a master's degree in computer science and a doctor's degree in computer science from the University of Southern California in the United States of America in 1985 and 1988, respectively.

Mr. SHI Qingchun

Independent non-executive Director of the Company. Mr. SHI was appointed as an independent non-executive Director of the Company on 13 April 2022. Mr. SHI also serves as an associate professor of the School of Management of Lanzhou University, and an editorial board member of the journal of Western China Quality Education (《西部素質教育》). Mr. SHI graduated from Lanzhou University of Finance and Economics in 2002, majoring in accounting, obtained a master’s degree in management from Lanzhou University in 2006, and a doctoral degree in management from Xi’an Jiaotong University in 2011.

Mr. ZHANG Jianhua

Independent non-executive Director of the Company. Mr. ZHANG was appointed as an independent non-executive Director of the Company on 30 December 2022. Mr. ZHANG served as the senior staff member and principal staff member of the Trust Company Management Division of the Financial Management Department of the People's Bank of China, principal staff member, deputy director and director of the Financial Lease Company Supervision Division of the Non-bank Financial Institutions Supervision Department, director of the Supervision Division III of the Non-bank Financial Institutions Supervision Department, director of the Fiscal and Taxation Research Division of the Research Bureau, deputy director-general of the Financial Stability Bureau, director-general of the Research Bureau, secretary to the Party Committee and president of the Hangzhou Central Sub-branch (currently known as the Zhejiang Branch) and concurrently director-general of the State Administration of Foreign Exchange Zhejiang Branch; he served as the deputy secretary to the Party Committee, director and president of Beijing Rural Commercial Bank, and deputy secretary to the Party Committee, director and president of Hua Xia Bank (a company listed on the Main Board of SSE). Mr. ZHANG is an expert who enjoys the government special allowance of the State Council, and also serves as the researcher, adjunct professor, doctoral supervisor and the director of Research Center for Financial Development and Regtech of Tsinghua University PBC School of Finance, the editor-in-chief of the Tsinghua Financial Review, an independent director of each of Capital Securities (首創證券) (a company listed on the Main Board of SSE) and Hunan Sanxiang Bank (湖南三湘銀行), as well as a counselor of the People's Bank of China. Mr. ZHANG obtained a bachelor’s degree in engineering from Tsinghua University in 1987, graduated from the Graduate School of the Financial Research Institute of the People's Bank of China in 1989, and obtained a doctoral degree in management from Tsinghua University in 2003.

Mr. ZHANG Changyi

Deputy secretary to the Party Committee, chairman of the Supervisory Committee and chairman of the labor union of the Company. Mr. ZHANG joined the Company in 2018 and was appointed as chairman of the Supervisory Committee on 23 June 2020. Mr. ZHANG successively served as an officer, staff and associate principal staff of the education department of the Ministry of Construction, principal staff and assistant consultant of the general office of the Ministry of Construction, the second secretary (deputy-division-head level), deputy division head, the first secretary and deputy division head (division-head level) of the second secretary bureau of the General Office of the State Council, and secretary of division-head level, secretary of deputy bureau level, secretary of bureau-head level in the General Office of the State Council. Mr. ZHANG also serves as the chairman of GoldStone Zexin. Mr. ZHANG obtained a bachelor's degree in engineering from Northwest Institute of Construction Engineering in 1989 and obtained a master's degree in engineering from Harbin University of Civil Engineering and Architecture in 1999.

Mr. GUO Zhao

Supervisor of the Company. Mr. GUO was appointed as a Supervisor of the Company on 26 September 1999. Mr. GUO previously worked as the deputy chief accountant of Nanjing International Container Handling Co., Ltd., the secretary to the board of directors, director and vice president of Nanjing Gaoke (a company listed on the Main Board of SSE), and director and general manager of Chengong Pharmaceuticals. Mr. GUO obtained the accountant certificate in 1993, which was granted by the Committee for Assessment of Academic Qualifications of the PRC Ministry of Transport. Mr. GUO obtained a college diploma from Wuhan River Transportation College in 1988 and completed a postgraduate course at Nanjing University in 2002.

Mr. RAO Geping

Supervisor of the Company. Mr. RAO was appointed as a Supervisor of the Company on 19 January 2016 and formally took office on 23 March 2016. Mr. RAO previously served as a professor of Peking University Law School, a member of 12th CPPCC National Committee, a member of the Hong Kong Special Administrative Region Basic Law Committee of the Standing Committee of the NPC, the executive vice-chairman of Chinese Society of International Law and the deputy chairman of Chinese Association of Hong Kong & Macao Studies, an independent supervisor of TravelSky (a company listed on the Main Board of the Hong Kong Stock Exchange), an independent non-executive Director of the Company and an independent non- executive director of Yangguang Real Estate (a company listed on the Main Board of the Shenzhen Stock Exchange). Mr. RAO also serves as an honorary chairman of the Academy of Hong Kong and Macao Studies in Peking University and the deputy chairman of Chinese Judicial Studies Association (中華司法研究會). Mr. RAO obtained master's degree in law in 1982 from Peking University and was a visiting scholar at the University of Washington, New York University, and Max Planck Institute of International Law.

Ms. NIU Xuekun

Employee representative Supervisor and the chief officer of the Planning and Finance Department of the Company. Ms. NIU joined the Company in 2000 and previously worked as the accountant of Shenzhen Property Management Co., Ltd., and senior manager, vice president and senior vice president of the Planning and Finance Department of the Company. Ms. NIU also serves as a supervisor of each of CITIC Securities Investment, GoldStone Zexin and GZS Lingxiu. Ms. NIU obtained a bachelor's degree in economics and a master's degree in management from Dongbei University of Finance & Economics in 1996 and 1999, respectively. Ms. NIU was qualified as a Chinese CPA and a senior accountant in 2002 and 2015, respectively, and was qualified as a senior accountant (正高級會計師) in 2023.

Mr. YANG Liqiang

Employee representative Supervisor, and the principal and executive general manager of the digital development center of the Wealth Management Committee of the Company. Mr. YANG joined the Company in 2009 and previously served as the senior engineer of Shenzhen Kingdom Sci-Tech Co., Ltd., the vice president, senior vice president, director of the Information and Technology Center of the Company. Mr. YANG obtained a bachelor’s degree in engineering from Sichuan University in 2001.

Mr.ZOU Yingguang

(Please see his biography as set out in “Executive Directors”)

Mr.SHI Benliang

A member of the Party Committee, an executive member, the director of the Wealth Management Committee and the administrative head of the Strategic Account Department of the Company. Mr. SHI joined the Company in 2000, and served as director of the asset management business accountant, joint person and administrative person in charge of the Planning and Finance Department and CFO of the Company. Mr. SHI also serves as the chairman of CITIC PE Fund, a director of each of CSI, CLSA B.V., CLSA Limited, China AMC, CITIC Securities (Shandong) and CITIC Securities South China, an executive director, general manager, legal representative of Kington Securities, the vice chairman of the Securities Brokerage and Wealth Management Committee of the Securities Association of China. Mr. SHI obtained a bachelor's degree in economics from Shanghai University of Finance and Economics in 1997 and a master's degree in economics from Nankai University in 2000.

Mr. ZHANG Hao

A member of the Party Committee, CFO, an Executive Member of the Company. Mr. ZHANG joined the Company in 1997 and previously served as head of the B-share Business Department of Shanghai Trust Investment Corporation of China Construction Bank as well as deputy general manager of the Shanghai B-share Business Department of the Company, general manager of the Shanghai Fuxing Middle Road Securities Outlet, general manager of the Shanghai Huaihai Middle Road Securities Outlet, deputy general manager of the Shanghai Management Headquarter, general manager of Shanghai Branch, chief marketing officer of the Company, and secretary of the Party Committee and chairman of CITIC Futures. Mr. ZHANG also serves as a director of CITIC Securities AM, and the vice chairman of the 7th session of Talent Development Committee of the Securities Association of China. Mr. ZHANG was awarded the title of “Skilled Young Worker of SOEs” in 2001. Mr. ZHANG obtained a bachelor's degree in engineering from Shanghai Jiao Tong University in 1991 and an MBA degree from Shanghai Jiao Tong University in 2001.

Mr. ZHU Yexin

A member of the Party Committee, an executive member of the Company, the head of the Research Department of the Company. Mr. ZHU joined the Company in 2008 and served as the project manager, deputy head and the person in charge of the Equipment Manufacturing Industry Team and the person in charge of the Industrial and Advanced Manufacturing Industry Team(formally known as the Equipment Manufacturing Industry Team) under the Investment Banking Committee, a member of the Investment Banking Committee, a member of the Party Committee of the Investment Banking and the administrative person in charge of the Strategy & Planning Department of the Company. Mr. ZHU also serves as a member of the Strategic Development Committee of the 6th Council of SSE. Mr. ZHU obtained a bachelor's degree in engineering from Shanghai Jiao Tong University in 2005, and a master's degree in management from Shanghai Jiao Tong University in 2008.

Mr. WANG Junfeng

Board Secretary, the deputy secretary of the disciplinary inspection committee, the director of the Party Work Department and the chief executive of the General Manager's Office of the Company. Mr. WANG joined the Company in 1999 and previously served as an officer of the headquarter of the People's Bank of China, deputy general manager of the Brokerage Management Department of the Company, and business coordination supervisor of the General Manager's Office. Mr. WANG also serves as the secretary to the board of directors of CITIC Securities AM, a member representative of the third session of Council of the China Association for Listed Companies, and vice chairman of the Development Strategy, Reputation and Brand Maintenance Professional Committee of the 7th Securities Association of China. Mr. WANG obtained a bachelor's degree in economics from Zhengzhou University in 1990 and a master's degree in economics from Graduate School of the People's Bank of China (中國人民銀行總行金融研究所) (currently known as the PBC School of Finance, Tsinghua University) in 1997.

Mr. LI Jiong

Treasurer of the Company. Mr. LI joined the Company in 1996 and previously worked as the manager of International Cooperation Office of the Information Center of China International Trust and Investment Corporation Company (the predecessor of CITIC Group), manager of the Development Department of CITIC International Cooperation Company, manager of the Bonds Department and deputy general manager of the Capital Operation Department (later renamed as the Treasury Department), the chief executive of the Treasury Department as well as the chief executive of the Prime Service Business Line and the CFO of the Company and director of CSI. Mr. LI also serves as the director of CITIC Securities International USA, LLC and CLSA Premium Limited, CFO of CITIC Securities AM, as well as the secretary of the Party Committee of CITIC Futures. Mr. LI obtained a bachelor's degree in economics from the University of International Business and Economics in 1992 and a master’s degree in business administration from Tsinghua University in 2000.

Mr.ZHONG Fei

Chief Compliance Officer,the head of the Audit Department of the Company. Mr. ZHONG joined the Company in 2000. Mr. ZHONG served as an auditor of Deloitte Touche Tohmatsu, an auditor, audit director, deputy head (in charge of work) and the administrative head of the Audit Department, co-head of the Financial Planning Department of the Company, Co-CFO, head of the Treasury Department and CFO of CLSA. Mr. ZHONG also serves as the compliance director of Kington Securities and CITIC Securities AM, the supervisor of CITIC Futures. Mr. ZHONG obtained his bachelor's degree in economics from the University of International Business and Economics in 1998, and his master's degree in business administration from The Chinese University of Hong Kong in 2011. Mr. ZHONG was qualified as a CPA in the PRC in 2001.

Mr. YANG Haicheng

Chief Risk Officer, the head of the Risk Management Department of the Company. Mr. YANG joined the Company in 2006. He once served as a derivative researcher in Haitong Securities Institution, the product development manager of the derivative business line, the investment manager and senior investment manager of the transaction and derivative department, the sales and structural director and deputy head of the equity derivatives business line, and the deputy head of the prime service business line of the Company. Mr. YANG also serves as the Chief Risk Officer of Kington Securities, a member of the Risk Management Committee of the Securities Association of China and a member of the Risk Management Committee of the 6th Board of Directors of SSE. Mr. YANG obtained his bachelor’s degree in science from Peking University in 2000, and his doctoral degree in science from the Graduate School of the Chinese Academy of Sciences in 2005.

Mr. YU Xinli

Chief Information Officer, the head of the Information Technology Center of the Company. Mr. YU joined the Company in 1999 and previously served as project manager for system development of the financial products development group, a researcher in system development of the Research Department, second-in-command of the Research Department, the head of the Operations Management Department of the Brokerage Business Development and Management Committee (later renamed as the “Wealth Management Committee”, hereinafter referred to as the BBDM Committee), the head of the Market Research Department of the BBDM Committee and the head of the Research Department of the Company. Mr. YU concurrently serves as an executive director and deputy secretary of the China Society for Finance and Banking. Mr. YU obtained his bachelor's degree in engineering from the Beihang University in 1996, his master's degree in engineering from the Graduate School of the Chinese Academy of Sciences in 2011, and his executive master's degree in business administration from Tsinghua University in 2017.

Mr. SUN Yi

A member of the Senior Management, Secretary of the Party Committee of the Investment Banking Management, head of the Investment Banking Committee. Mr. SUN joined the Company in 1998. He once served as the deputy general manager of the Investment Banking Department of the Company, managing director of CSI, and head of the Operations Department, head of ECM team and head of the transport industry team under the Investment Banking Committee of the Company, as well as the deputy general manager of China AMC and concurrently served as the general manager of China AMC Capital Management Limited, head of the financial and technical industry group, head of the M&A business line, deputy and joint head of the Investment Banking Committee. Mr. SUN also serves as a director of CITIC Securities (Hong Kong) and CLSA, and the vice chairman of the Investment Banking Committee of the Securities Association of China. Mr. SUN obtained a bachelor's degree in economics in 1993 from Jiangxi University of Finance and Economics and a master's degree in economics in 1996 from Xiamen University.

Mr. XUE Jirui

A member of the Senior Management, Secretary to the Communist Party Committee of the Investment Banking Management, head of the Investment Banking Management Committee. Mr. SUN joined the Company in 1998. He once served as the deputy general manager of the Investment Banking Department of the Company (in charge of business in Shenzhen), managing director of CSI, and head of the Operations Department, head of ECM team and head of the transport industry team under the Investment Banking Management Committee of the Company, as well as the deputy general manager of China AMC and concurrently served as the general manager of China AMC Capital Management Limited, head of the financial and technical industry group, head of the M&A business line, deputy and joint head of the Investment Banking Management Committee. Mr. SUN concurrently serves as a director of CITIC Securities (Hong Kong) Limited and CLSA Limited. Mr. SUN obtained a bachelor's degree in economics in July 1993 from Jiangxi University of Finance and Economics and a master's degree in economics in June 1996 from Xiamen University.

Mr. YANG Bing

An executive member of the Company. Mr. YANG joined the Company in 1999. He once served in the Company as an assistant trader of the Trading Department, trader of the Fixed Income Department as well as investment manager, investment supervisor and the chief executive of the asset management business as well as director of China AMC. Mr. YANG also serves as the secretary of the Party Committee and the chairman of CITIC Securities AM, and a member of Asset Management Committee of the Securities Association of China. Mr. YANG obtained a bachelor's degree in engineering from Nanchang University in 1993 and a master's degree in economics from Nanjing University in 1999.

Mr. LI Yongjin

An executive member of the Company. Mr. LI joined the Company in 1998 and previously worked as a staff of the International Business Department of Dalian Branch of Agricultural Bank of China, department manager of Dalian Securities Outlet of Shenyin Wanguo Securities, assistant to general manager, deputy general manager and general manager of Dalian Securities Outlet of the Company, senior vice president and director of the Brokerage Management Department of the Company, and general manager of CITIC Securities (Zhejiang) and the Zhejiang Branch Office of the Company, a director of China AMC and director of the Wealth Management Committee of the Company, a director of each of CITIC Futures, CITIC Securities (Shandong) and CITIC Securities South China, as well as an executive director and general manager of Kington Securities. Mr. LI obtained a bachelor's degree in economics and a master's degree in economics from Dongbei University of Finance and Economics in 1992 and 2000, respectively.

Mr. LI Chunbo

An executive member of the Company. Mr. LI joined the Company in 2001 and previously worked as an analyst of the Research Consulting Department (later renamed as the Research Department), chief analyst of the Research Department, as well as the chief executive of the Research Department and the Equity Sales & Trading Department of the Company and a director of China AMC. Mr. LI also serves as a director of CLSA B.V. and CLSA, the chairman and chief executive officer of CSI, a member of the International Development Committee of Shanghai Stock Exchange. Mr. LI obtained a bachelor's degree in engineering and a master's degree in management from Tsinghua University in 1998 and 2001, respectively.

Mr. GAO Yuxiang

A member of the Senior Management and Chief Equity Investment Officer of the Company. Mr. GAO joined the Company in 2004 and served as the deputy head of the real estate and construction materials industry team, the transport industry team and the infrastructure and real estate industry team under the Investment Banking Committee of the Company, member of Investment Banking Committee and the head of the infrastructure and real estate industry team, deputy head of the Investment Banking Committee and head of the infrastructure and modern service industry group. Mr. GAO served as an executive director of Xinjiang Equity Exchange Center and a director of Zhongzheng International (a company listed on the Main Board of the Hong Kong Stock Exchange),the director of Bona Film (a company listed on the Main Board of the Shenzhen Stock Exchange). Mr. GAO obtained a college degree in financial accounting from Qingdao Radio and Television University in 1990 and a bachelor's degree in economics from Peking University in 1995. Mr. GAO obtained a doctor's degree in economics from Beijing Jiaotong University in 2004. Mr. GAO obtained the qualification of technical specialty of senior economist in 2006.