Mr. ZHANG Youjun

Party Committee Secretary, Executive Director and Chairman of the Board.
Mr. ZHANG joined the Company upon its establishment in 1995, and was appointed as Executive Director and Chairman of the Board on 19 January 2016. Mr. ZHANG also serves as Assistant to the General Manager of CITIC Group, CITIC Limited and CITIC Corporation Limited; Vice Chairman of CITIC Financial Holdings. Mr. ZHANG previously served as Associate Manager, Deputy President, President, Director of the Company; General Manager of Changsheng Fund; General Manager and Chairman of CSC Financial; Director of the Board Office of CITIC Group; Chairman of CSI and ChinaAMC. Mr. ZHANG obtained a Bachelor's Degree in Economics from Renmin University of China in 1987 and a Master's Degree in Economics from Central University of Finance and Economics in 1990.

Mr. ZOU Yingguang

Deputy Party Committee Secretary, Executive Director, President and Executive Member.
Mr. ZOU joined the Company in 2017, and was appointed as Executive Director of the Company on 12 December 2024. Mr. ZOU also serves as Chairman of ChinaAMC. Mr. ZOU previously worked as Assistant to the General Manager of the Bonds Business Department and Head of the Fixed Income Department, Executive Committee Member of CSC Financial; Head of the Fixed Income Department, Executive Member and Party Committee Member of the Company; Party Committee Member, Executive Director, Executive Committee Member, and Chief Financial Officer of CSC Financial. Mr. ZOU obtained a Bachelor's Degree in Medicine from Capital Medical University in 1994, a Master's Degree in Economics from Central University of Finance and Economics in 2000 and a Master's Degree in Business Administration from China Europe International Business School in 2012.

Mr. ZHANG Changyi

Deputy Party Committee Secretary, Executive Director and Chairman of the Labor Union.
Mr. ZHANG joined the Company in 2018 and was appointed as Executive Director on 19 December 2025. Mr. ZHANG also serves as Chairman of Goldstone Zexin. Mr. Zhang previously worked in the Education Department and the General Office of the Ministry of Construction, the General Office of the State Council, and served as Chairman of the Supervisory Committee of the Company. Mr. ZHANG obtained a Bachelor's Degree in Engineering from Northwest Institute of Construction Engineering in 1989 and obtained a Master's Degree in Engineering from Harbin University of Civil Engineering and Architecture in 1999.

Ms. LI Yi (formerly known as LI Ruyi)

Non-executive Director.
Ms. LI was appointed as Non-executive Director of the Company on 19 December 2025. Ms. LI also serves as Non-executive Director of CITIC Group, CITIC Limited, CITIC Corporation Limited and CITIC Financial Holdings. Ms. LI previously worked as Editor of Anyang Daily of Henan Province; Deputy Director of Anyang Municipal Commission for Discipline Inspection of Henan Province; Division Director of the Academic Affairs Office of the Beidaihe Campus of China Academy of Discipline Inspection and Supervision of the Central Commission for Discipline Inspection ("CCDI") and the National Commission of Supervision; Division Director of the Inspection Office, Level II Bureau Rank Official of the Party Committee and Deputy Director of the Cadre Education Center of the Ministry of Finance. Ms. LI obtained a Bachelor's Degree in Arts from Henan University in 1992.

Mr. LIANG Dan

Non-executive Director.
Mr. LIANG was appointed as Non-executive Director of the Company on 19 December 2025. Mr. LIANG also serves as Administrative Director of CITIC Limited and Director of the General Office (Party Committee Office) of CITIC Group. Mr. LIANG previously served as Deputy Division Director in the Second Discipline Inspection and Supervision Office of the CCDI, Director of the Comprehensive Office of the Discipline Inspection and Supervision Bureau stationed at the former China Food and Drug Administration by the CCDI and the Ministry of Supervision; Deputy Party Committee Secretary, Vice Chairman, and General Manager of CITIC Real Estate; and Director of the Party Affairs Department of CITIC Group. Mr. LIANG obtained a Bachelor's Degree in Engineering from Beijing Technology and Business University in 2001 and a Doctor's Degree in Economics from Southwestern University of Finance and Economics in 2011.

Mr. ZHANG Xuejun

Non-executive Director.
Mr. ZHANG was appointed as Non-executive Director of the Company on 19 December 2025. Mr. ZHANG also serves as General Manager of the Financial Management Department of CITIC Group and CITIC Limited, and concurrently serves as Chairman of the Supervisory Committee of CITIC Guoan Industrial Group Co., Ltd. and Director of CITIC Myanmar (Hong Kong) Holding Limited. Mr. ZHANG previously served as General Manager of the Treasury Department and the Finance Department of CITIC Group, and undertook exchange assignments at the Hong Kong headquarters of HSBC and the London Metal Exchange. Mr. ZHANG obtained a Bachelor's Degree in Agronomy from Anhui Agricultural University in 1992 and a Master's Degree in Economics from the Central University of Finance and Economics in 1999. Mr. ZHANG obtained the qualifications of China Certified Public Accountant, China Certified Tax Accountant and Senior Accountant.

Ms. FU Linfang

Non-executive Director.
Ms. FU was appointed as Non-executive Director of the Company on 13 April 2022. Ms. FU also serves as Deputy General Manager of the Strategy and Investment Management Department of CITIC Group, and Director of CITIC Construction. Ms. FU previously served as Deputy Supervisor, Project Manager, Senior Project Manager and Division Director of Business Division II of the Integrated Planning Department of CITIC Corporation (currently renamed the Strategy and Investment Management Department of CITIC Group) and Division Director of the Secretariat of the Strategic Investment Committee; Assistant to the General Manager of the Strategic Development Department and Division Director of the Secretariat of the Strategic Investment Committee of CITIC Group; Director of CITIC Finance and CITIC Industrial. Ms. FU obtained a Bachelor's Degree in Economics from Tianjin University of Commerce in 1997, a Master's Degree in Management from Nankai University in 2000, and a Master's Degree in Business Administration (MBA) from the University of Bath in 2006.

Mr. ZHAO Xianxin

Non-executive Director.
Mr. ZHAO was appointed as Non-executive Director of the Company on 13 April 2022. Mr. ZHAO also serves as General Manager of the Risk Compliance Department of CITIC Financial Holdings. Mr. ZHAO previously served as Deputy Director-General of the Monetary Policy Bureau II and the Macro-Prudential Policy Bureau of the People's Bank of China; and Deputy General Manager of the Risk Compliance Department of CITIC Group. Mr. ZHAO obtained a Bachelor's Degree in Science from Nanjing University in 1992, a Master's Degree in Economics from Renmin University of China in 1995, and a Doctor's Degree in Economics from Peking University in 2000.

Mr. LI Qing

Independent Non-executive Director.
Mr. LI was appointed as Independent Non-executive Director of the Company on 29 June 2021. Mr. LI also serves as Chair Professor and Head of the Department of Computing of the Hong Kong Polytechnic University. Mr. LI previously served as Assistant Professor, Associate Professor and Tenured Professor of the City University of Hong Kong. Mr. LI was the founding Director of the Multimedia-software Engineering Research Center (MERC) of the City University of Hong Kong, set up and served as Manager of the Mobile Information Management Division at the CityU R&D Center in Zhuhai, established and served as General Manager and Chairman of Zhuhai Faster Software Technology Ltd. Mr. LI obtained a Bachelor's Degree in Engineering from Hunan University in 1982, and both a Master's and Doctorate in Computer Science from the University of Southern California in 1985 and 1988, respectively.

Mr. SHI Qingchun

Independent Non-executive Director.
Mr. SHI was appointed as Independent Non-executive Director of the Company on 13 April 2022. Mr. SHI also serves as Associate Professor of the School of Management of Lanzhou University, Editorial Board Member of the magazine "Western China Quality Education" and Independent Director of Yellow River P&C Insurance. Mr. SHI graduated from Lanzhou University of Finance and Economics in 2002, majoring in Accounting, obtained a Master's degree in Management from Lanzhou University in 2006, and a Doctor's Degree in Management from Xi'an Jiaotong University in 2011.

Mr. ZHANG Jianhua

Independent Non-executive Director.
Mr. ZHANG was appointed as Independent Non-executive Director of the Company on 30 December 2022. Mr. ZHANG is an expert entitled to the Special Government Allowance of the State Council, also serves as Researcher, Adjunct Professor and Doctoral Supervisor of the Tsinghua University PBC School of Finance and Director of Research Center for Financial Development and Regtech of Tsinghua University PBC School of Finance; Editor-in-Chief of the "Tsinghua Financial Review"; Independent Director of Capital Securities , Bank of Sanxiang, China Credit Trust, CCB Pension, China Life (Group) ; Counselor of the People's Bank of China. Mr. ZHANG previously served as Director-General of the Research Bureau of the People's Bank of China; Deputy Party Committee Secretary, Director and President of BRCB, Deputy Party Committee Secretary, Director and President of HXB. Mr. ZHANG obtained a Bachelor's Degree in Engineering from Tsinghua University in 1987, graduated from the postgraduate program of the Research Institute of the People's Bank of China in 1989, and obtained a Doctor's Degree in Management from Tsinghua University in 2003.

Mr. LIU Qiao

Independent Non-executive Director.
Mr. LIU was appointed as Independent Non-executive Director of the Company on 19 December 2025. Mr. LIU also serves as Dean and Professor of Guanghua School of Management of Peking University, Independent Director of Midea Group and China Everbright Bank, Vice President of China Capital Market Society and concurrently the Director of the Market Microstructure Specialized Committee, Member of the National Expert Committee for the "14th Five-Year Plan" and "15th Five-Year Plan", Member of the Expert Advisory Committee of the National Bureau of Statistics, Member of the Economic Research Center of the Revolutionary Committee of the Chinese Kuomintang (RCCK), and Chairman of the S&P China Index Expert Committee. Mr. LIU previously served as Assistant Professor of the School of Economics and Finance, and Associate Professor (with tenure) of the School of Economics and Business Administration of The University of Hong Kong; Independent Director of Capital ECO-Pro Group, China Merchants Bank; Consultant of the Asia-Pacific Financial and Strategic Consulting Center of McKinsey & Company. Mr. LIU obtained a Bachelor's Degree in Science from Renmin University of China in 1991, a Master's Degree in Economics from the Graduate School of the People's Bank of China in 1994, and a Ph. D. in Economics from the University of California, Los Angeles (UCLA) in 2000.

Ms. LI Lanbing

Independent Non-executive Director.
Ms. LI was appointed as Independent Non-executive Director of the Company on 19 December 2025. Ms. LI also serves as Director of the Strategic Development Department and Research Fellow at the Institute of Economics and Social Development of Nankai University, Standing Director of the China Regional Science Association, Standing Director of the China Regional Economic Association, Standing Director of the Chinese Society for Quantitative Economics, and External Director of Tianjin Guoheng Investment Holdings Co., Ltd.. Ms. LI previously served as Research Fellow at the Institute of Urban and Regional Economics of School of Economics of Nankai University, and Research Fellow and Deputy Director of the Institute of Economics and Social Development, and External Director of Tianjin Jinzhi State-Owned Capital Investment Operation Co., Ltd., Tianjin Hebei District Urban Construction Development Group Co., Ltd. and Tianjin Hebei District Industrial Development Group Co., Ltd., respectively. Ms. LI obtained a Bachelor's Degree, a Master's Degree and a Doctor's Degree in Economics from Nankai University in 2000, 2003 and 2006, respectively.

Mr. SHI Liang

Employee Director and Deputy Head of the FICC Department.
Mr. SHI joined the Company in 2019, and was appointed as Employee Director of the Company on 19 December 2025. Mr. SHI previously served as Head of Investment Advisory Business in the FICC Department of CSC Financial, Product Director in the FICC Department of the Company, and Head of the FICC Department of CSI. Mr. SHI obtained a Bachelor's Degree in Science from Shanghai University in 2007 and a Master's Degree in Science from The University of Edinburgh in 2008.

Mr.ZOU Yingguang

(Please see his biography as set out in "Executive Directors")

Mr.SHI Benliang

A member of the Party Committee, an executive member, a chairman of the Wealth Management Committee and the head of Strategic Customer Department of the Company. Mr. SHI joined the Company in 2000, and previously served as accounting supervisor of the Asset Management Business, co-head and head of the Planning and Finance Department and Chief Financial Officer of the Company. Mr. SHI also serves as the director of CSI, CLSA B.V., CLSA Limited, ChinaAMC, CITIC Securities Shandong and CITIC Securities South China, and an executive director, general manager, legal representative of Jin Tong Securities, and the chairman of Sichuan Xingjun Industrial Investment Private Equity Fund Management Co., Ltd.. He currently also serves as the vice chairman of the seventh session of Securities Brokerage and Wealth Management Professional Committee of the Securities Association of China, the vice chairman of the Banking Accounting Society of China and the vice chairman of the Council of Shenzhen Wealth Management Association. Mr. SHI obtained a bachelor's degree in economics from Shanghai University of Finance and Economics in 1997 and a master's degree in economics from Nankai University in 2000.

Mr. ZHANG Hao

A member of the Party Committee, Chief Financial Officer, an executive member of the Company. Mr. ZHANG joined the Company in 1997 and previously served as head of the B-share Business Department of Shanghai Trust Investment Corporation of China Construction Bank as well as deputy general manager of the Shanghai B-share Business Department of the Company, general manager of the Shanghai Fuxing Middle Road Securities Outlet, general manager of the Shanghai Huaihai Middle Road Securities Outlet, deputy general manager of the Shanghai Management Headquarter, general manager of Shanghai Branch, chief marketing officer of the Company, and secretary to the Party Committee and chairman of CITIC Futures. Mr. ZHANG also serves as a director of CITIC Securities AM, vice chairman of the seventh session of Talent Development Professional Committee of Securities Association of China and a member of the risk committee of China Financial Futures Exchange. Mr. ZHANG was awarded the title of "Skilled Young Worker of SOEs" in 2001. Mr. ZHANG obtained a bachelor's degree in engineering from Shanghai Jiao Tong University in 1991 and an MBA from Shanghai Jiao Tong University in 2001.

Mr. ZHU Yexin

A member of the Party Committee, an executive member and head of the Research Department of the Company. Mr. ZHU joined the Company in 2008 and previously served as the project manager, deputy head and head of the Equipment Manufacturing Industry Team under the Investment Banking Management Committee (hereinafter referred to as the Investment Banking Committee), the head of the Industrial and Advanced Manufacturing Industry Team (formally known as the Equipment Manufacturing Industry Team) under the Investment Banking Committee, a member of the Investment Banking Committee, a member of the Party Committee of Investment Bank and the head of the Strategy & Planning Department of the Company. Mr. ZHU is also a member of the Strategic Development Committee of the sixth session of Council of SSE, a member of the first session of the International Market and Opening-up Committee of the China Capital Market Society. Mr. ZHU obtained a bachelor's degree in engineering from Shanghai Jiao Tong University in 2005, and a master's degree in management from Shanghai Jiao Tong University in 2008.

Mr. CHEN Zhiming

A member of the Party Committee, an executive member and the head of the Fixed Income department of the Company. Mr. CHEN joined the Company in 2017 and has previously worked at CSC Financial Co., Ltd. (中信建投證券股份有限公司) and Guorong Securities Co., Ltd. (國融證券股份有限公司), and has served as the trading director, deputy head of the Fixed Income department of the Company. Mr. CHEN also serves as a director of CITIC Futures Co., Ltd. (中信期貨有限公司). Mr. CHEN obtained a bachelor's degree and a master's degree in management from Dongbei University of Finance and Economics in 2006 and 2008, respectively.

Mr. WANG Junfeng

Board secretary, the deputy secretary of the Disciplinary Inspection Committee, the director of the Party-Masses Affairs Department and the head of the President's Office of the Company. Mr. WANG joined the Company in 1999 and previously served as an officer of the headquarter of the People's Bank of China, deputy general manager of the Brokerage Management Department of the Company, and business coordination supervisor of the President's Office. Mr. WANG also serves as the secretary to the board of CITIC Securities AM, a member of the third session of Council of the China Association for Listed Companies and vice chairman of the seventh session of the development strategy, reputation and brand maintenance profession committee of Securities Association of China. Mr. WANG obtained a bachelor's degree in economics from Zhengzhou University in 1990 and a master's degree in economics from Research Institute of the People's Bank of China (中國人民銀行總行金融研究所) (currently known as the PBC School of Finance, Tsinghua University) in 1997.

Mr. LI Jiong

Chief Treasurer of the Company, the head of the Treasury Department of the Company. Mr. LI joined the Company in 1996 and previously served as the manager of International Cooperation Office of the Information Center of China International Trust and Investment Corporation Company (the predecessor of CITIC Group), manager of the Development Department of CITIC International Cooperation Company, manager of the Bonds Department and deputy general manager of the Capital Operation Department (later renamed as the Treasury Department) as well as the head and financial director of the Prime Service Business Line and director of CSI. Mr. LI also serves as the chief financial officer of CITIC Securities AM and secretary to the Party Committee of CITIC Futures. Mr. LI obtained a bachelor's degree in economics from the University of International Business and Economics in 1992 and a MBA from Tsinghua University in 2000.

Mr.ZHONG Fei

Chief compliance officer and the head of the Audit Department of the Company. Mr. ZHONG joined the Company in 2000. Mr. ZHONG previously served as an auditor of Deloitte Touche Tohmatsu, an auditor, audit director, deputy head (in charge of work) and the head of the Audit Department, co-head of the Financial Planning Department of the Company, Co-CFO, head of the Treasury Department and CFO of CLSA. Mr. ZHONG also serves as the chief compliance officer of Jintong Securities and CITIC Securities AM, as well as the supervisor of CITIC Futures. Mr. ZHONG obtained a bachelor's degree in economics from the University of International Business and Economics in 1998, and a master's degree in business administration from The Chinese University of Hong Kong in 2011. Mr. ZHONG was qualified as a CPA in the PRC in 2001.

Mr. YANG Haicheng

Chief risk officer and the head of the Risk Management Department of the Company. Mr. YANG joined the Company in 2006, previously served as a derivative researcher at Haitong Securities Institution, the product development manager of the derivative business line, the investment manager and senior investment manager of the transaction and derivative department, the sales and structural director and deputy head of the equity derivatives business line, and the deputy head of the prime service business line of the Company. Mr. YANG also serves as chief risk officer of Jintong Securities and CITIC Securities AM, a member of the seventh session of Risk Management Professional Committee of the Securities Association of China and a member of the Risk Management Committee of the sixth session of Council of SSE. Mr. YANG also serves as a member of the risk management committee of the Securities Association of China, a member of the first session of the Market Stability and Risk Prevention Committee of the China Capital Market Society. Mr. YANG obtained a bachelor's degree in science from Peking University in 2000, and a doctor's degree in science from the Graduate School of the Chinese Academy of Sciences in 2005.

Mr. YU Xinli

Chief information officer and the head of the Information Technology Center of the Company. Mr. YU joined the Company in 1999 and previously served as project manager for system development of the financial products development group, a researcher in system development of the Research Department, deputy head of the Research Department, the head of the Operations Management Department of the Brokerage Business Development and the chairman of the Management Committee (later renamed as the "Wealth Management Committee", hereinafter referred to as the BBDM Committee), the head of the Market Research Department of the BBDM Committee and the head of the Research Department of the Company. Mr. YU also serves as an executive director and deputy secretary-general of the China Society for Finance and Banking. Mr. YU obtained a bachelor's degree in engineering from the Beihang University in 1996, a master's degree in engineering from the Graduate School of the Chinese Academy of Sciences in 2011, and an executive master's degree in business administration from Tsinghua University in 2017.

Mr. SUN Yi

Executive Member, Senior Management Member, Party Secretary of the Investment Banking and Director of the Investment Banking Committee of the Company. Mr. SUN joined the Company in 1998, and previously served as Deputy General Manager of the Investment Banking Department of the Company; Managing Director of CSI; Head of the Operations, the Capital Market and the Transport Industry Group under the Investment Banking Committee of the Company; Deputy General Manager of ChinaAMC and General Manager of China Capital Management; Investment Banking Committee Member, Head of the Financial and Technology Industry Group and the Mergers & Acquisitions Business Line under the Investment Banking Committee of the Company; Deputy Director and Co-Director of the Investment Banking Committee of the Company. Mr. SUN also serves as Director of CITIC Securities (Hong Kong) and CLSA Limited; Vice Chairman of the Eighth Session of Investment Banking Professional Committee of Securities Association of China; the First Session of the Innovation and Development Professional Committee Member of China Capital Market Society; and the Second Session of the Securities Issuance and Underwriting Self-discipline Committee Member of Beijing Stock Exchange. Mr. SUN obtained a Bachelor's Degree in Economics from Jiangxi University of Finance and Economics in 1993 and a Master's Degree in Economics from Xiamen University in 1996.

Mr. XUE Jirui

Executive member of the Company. Mr. XUE joined the Company in 2000 and previously served as a manager of the financial products development group, researcher of the Research Department, head of the product development group of the trading and derivatives business line, the head of the Equity Derivatives Business Line, the head of the Prime Service Business Line and the head of Equity Investment Department. Mr. XUE also serves as a director of ChinaAMC. Mr. XUE obtained a bachelor's degree, a master's degree and a doctor's degree in economics from Renmin University of China in 1997, 2000 and 2006, respectively.

Mr. YANG Bing

Executive member of the Company. Mr. YANG joined the Company in 1999, and previously served in the Company as an assistant trader of the Trading Department, trader of the Fixed Income Department as well as investment manager, investment supervisor and head of the asset management business, as well as a director of ChinaAMC. Mr. YANG also serves as secretary and chairman to the Party Committee of CITIC Securities AM, a member of the seventh session of Asset Management Professional Committee of Securities Association of China, director of Asset Management Association of China and director of Beijing Asset Management Association. Mr. YANG obtained a bachelor's degree in engineering from Nanchang University in 1993 and a master's degree in economics from Nanjing University in 1999.

Mr. LI Yongjin

Executive member of the Company. Mr. LI joined the Company in 1998 and previously worked as a staff of the International Business Department of ABC's Dalian Branch, former department manager of Dalian Outlet of Shenyin & Wanguo, assistant to general manager, deputy general manager and general manager of Dalian Securities Outlet of the Company, senior vice president and director of the Brokerage Management Department of the Company, general manager of CITIC Securities (Zhejiang) Co., Ltd and the Zhejiang Branch Office, a director of ChinaAMC, chairman of the Wealth Management Committee of the Company, a director of CITIC Futures, CITIC Securities Shandong and CITIC Securities South China, an executive director and general manager of Jin Tong Securities, as well as an executive director of CITICS Securities Investment Services (中信証券投服) . Mr. LI obtained a bachelor's degree and a master's degree in economics from Dongbei University of Finance and Economics in 1992 and 2000, respectively.

Mr. LI Chunbo

Executive member of the Company. Mr. LI joined the Company in 2001 and previously served as an analyst of the Research Consulting Department of the Company (later renamed as the Research Department), chief analyst of the Research Department, as well as the head of the Research Department and the Equity Sales & Trading Department. Mr. LI also serves as a chairman and chief executive officer of CSI (中信證券國際), and the director of CLSA B.V. and CLSA Limited (中信里昂證券). Mr. LI obtained a bachelor's degree in engineering and a master's degree in management from Tsinghua University in 1998 and 2001, respectively.

Mr. GAO Yuxiang

Member of the senior management and chief equity investment officer of the Company. Mr. GAO joined the Company in 2004 and previously served as the deputy head of the real estate and construction materials industry team, the transport industry team and the infrastructure and real estate industry team under the Investment Banking Management Committee of the Company, member of Investment Banking Management Committee and the head of the infrastructure and real estate industry team, vice chairman of the Investment Banking Management Committee and head of the infrastructure and modern service industry group. Mr. GAO previously served as an executive director of Xinjiang Equity Trading Center, a director of Zhongzheng International, and a director of Bona Film. Mr. GAO obtained a college degree in financial accounting from Qingdao Radio and Television University in 1990, a bachelor's degree in economics from Peking University in 1995, and a doctor's degree in economics from Beijing Jiaotong University in 2004. Mr. GAO obtained the qualification of technical specialty of senior economist in 2006.