1
CITIC Securities
· SSE

Top 10 Options Brokers, Excellent Options Market Maker, Excellent Funds Market
Maker, Top 10 ETF Sellers

· SZSE

Excellent Options Brokers, Excellent Options Market Maker, Award for Contribution
by New Options Species Market-making, Excellent REITs Liquidity Service Provider,
Best ETF Investment Advisor

· China Association for Public Companies

List of Public Companies with Abundant Returns, List of Public Companies with
Proactive Supervisory Committees, Best Practice Awards for Board Office of Public
Companies, Best Practice Cases of Annual Report Performance Briefing of Public
Companies

· Singapore Exchange

“Excellent Trading Partner” in Forex Futures Trading for 2022

· SRP

Best Issuer and Best Performance Award in China

· China Securities Journal

2022 Golden Bull Award in Chinese Securities Industry
Golden Bull Award of Top Ten Securities Companies, Golden Bull Award of Social
Responsibility of Securities Companies, Golden Bull Award for Culture Construction
of the Securities Industry, Golden Bull Award for Financial Technology of Securities
Companies, Golden Bull Wealth Management Team Award, Golden Bull Investment
Bank Team Award, Five-Year Golden Bull Broker’s Collective Asset Manager

· Securities Times

2022 Jun Ding Award for Securities Investment Bank in China
Full-Service Investment Bank, STAR Market Investment Bank, Investment Bank on
the Main Board of Shanghai Stock Exchange and Shenzhen Stock Exchange, Financial
Advisor, Overseas Investment Bank, Financial Advisor of Public Reits 2022 Jun Ding Award for Securities Industry Asset Management in China
Jun Ding Award for Full-Service Asset Management Institution 2022 Jun Ding Award for Securities Industry Wealth Management in China
Jun Ding Award for Full-Service Wealth Management Broker

· Yicai

Top 10 Investment Banks of the Year of China Financial Value Ranking 2022

· Wind Info

Wind’s Best Investment Bank for 2021
Best Investment Bank, Best A-Share Equity Underwriter, Best A-Share IPO
Underwriter, Best A-Share Refinancing Underwriter, Best STAR Market Equity
Underwriter, Best ChiNext Equity Underwriter, Best Equity Underwriter on Beijing
Stock Exchange, Best H-Share IPO Underwriter, Best H-Share IPO Sponsor, Best
H-Share IPO Global Coordinator, Best H-Share IPO Bookrunner

· New Fortune

The 15th New Fortune Best Investment Bank
No. 1 Best Local Investment Bank, No. 1 Best Investment Bank in Equity
Underwriting, No. 2 Best Investment Bank in Debt Underwriting, No. 1 Best
Refinancing Investment Bank, No. 1 Best Investment Bank in Mergers and
Acquisitions, No. 1 Best IPO Investment Bank, No. 2 Best Investment Bank in Serving
Overseas Markets, Best Innovative Investment Bank, Best Practice ESG Investment
Bank

· Finance Asia

Best Sustainable Financial Institution
Best Project of the Year in China: IPO of BeiGene on STAR Market (CITIC Securities
as Bookrunner)

2
CLSA Limited
· Asiamoney

Asiamoney Brokers Poll 2021
No. 2 Best Broker in Asia (Excluding Australia & Japan),
No. 2 Best Research and Salesperson in Asia (Excluding Australia & Japan)

· Finance Asia

Best IPO Project: IPO of GoTo from Indonesia (CLSA Limited as underwriter)

3
Goldstone Investment
· Zero2IPO Group

2022 Top 12 Private Equity Investment Institutions in China

· CVINFO

2022 Top 20 Best State-Owned Investment Institutions in China

4
CITIC Futures
· Securities Times/ Futures Daily

2022 Best Futures Company in China

5
China AMC
· China Securities Journal

Golden Bull Award for Passive Investment Fund Managers

· Securities Times

Award for Top 10 Star Fund Companies of the Year, Award for Star Fund Companies
with Three-year Overseas Investment